commodity pool operator exemption – Commodity Trading Advisor

Attention Non-US Funds and Advisers Registration Exemption for Offshore CPOs CTAs and IBs That Use Non-Cleared Derivatives

A Buy-Side Guide to Regulatory and Transactional Issues Related To Derivatives and Repurchase [...]

Attention Non-US Funds and Advisers Registration Exemption for Offshore CPOs CTAs and IBs That Use Non-Cleared Derivativescommoditytradingadvisor.co2019-04-19T14:56:27+00:00

Reliance on the 413(a)(3) Exemption from Registration as a Commodity Pool Operator

The Commodity Futures Trading Commission (CFTC) recently approved amendments to various CFTC regulations [...]

Reliance on the 413(a)(3) Exemption from Registration as a Commodity Pool Operatorcommoditytradingadvisor.co2019-04-19T14:54:52+00:00

17 CFR

Regulations most recently checked for updates: Apr 18, 2019 This section is organized [...]

17 CFRcommoditytradingadvisor.co2019-04-19T14:50:50+00:00